SEC & DOJ Revise FCPA Resource Guide for the First Time
This summer, the Department of Justice (DOJ) and the Securities Exchange Commission (SEC) revised the agencies’ manual for anti-bribery and anti-corruption compliance. The...
Read MoreDOJ Officials Clarify Yates Memo
DOJ Officials Clarify Yates Memo Recurring Theme: Individual Accountability Summary Analysis: Clutch Group is currently sponsoring and attending the Securities Industry and Financial Markets Association’s (SIFMA) Compliance and Legal Society Annual Seminar in Orlando, Florida. Today, at the conference, officials from the Department of Justice (DOJ) discussed the recent ‘Yates Memo’ and its […]
Read MoreFCA Launches Financial Advice Review in Hopes of Regulatory Reform
The Department of Justice (DOJ) is currently developing a new counsel position within its Criminal Division. Counsel will serve as a corporate compliance program expert. ...
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