Changes to the scope of MAR – Instruments and Behaviors
On 3 July 2016 new Market Abuse rules will come into force across Europe, under the Market Abuse Regulation (MAR). The regulation represents an updating and broadening to...
Read MoreMAR – the new market soundings regime
In our first update on MAR we highlighted the broadening of the scope of the Market Abuse rules that come into force on 3 July 2016. We focused on how the new regime significantly extends the prohibition on abusive activity, capturing new instruments and behaviours. Our second update focused on the new obligations to conduct […]
Read MoreFCA publishes observations on the effectiveness of firms’ surveillance operations under the Suspicious Transaction Reporting (STR) regime
The FCA has released another issue (no. 50) of Market Watch, its newsletter on market conduct and transaction reporting issues. There is some prominent commentary on...
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