Last week the FCA and PRA jointly released a consultation paper setting out proposed amendments to the Enforcement process. These include significant changes aimed at improving the transparency of the decision-making process and also the subjects’ understanding of the matters investigated and the progress and direction of the investigation. These amendments follow recommendations made by […]
Read MoreRecurring Theme: Individual Accountability Summary Analysis: Earlier this month, the Prudential Regulation Authority (PRA) published a supervisory statement outlining...
Read MorePRA Finalizes New Whistleblower Policies The United Kingdom’s (UK) Prudential Regulation Authority (PRA) recently issued a policy statement on a consultation paper...
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