SEC & DOJ Revise FCPA Resource Guide for the First Time
This summer, the Department of Justice (DOJ) and the Securities Exchange Commission (SEC) revised the agencies’ manual for anti-bribery and anti-corruption compliance. The...
Read MoreEU to Reduce Number of Participants in Stress Tests
In remarks today, Daniele Nouy, President of the Supervisory Council of the European Central Bank (ECB) suggested that the European Union (EU) will reduce the number of stress tests next year. Nouy confirmed that the European Banking Authority (EBA) with work with the ECB to conduct another round of stress tests at the largest financial institutions […]
Read MoreFCA Launches Financial Advice Review in Hopes of Regulatory Reform
The Department of Justice (DOJ) is currently developing a new counsel position within its Criminal Division. Counsel will serve as a corporate compliance program expert. ...
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